For more information, contact: Robert Luck, Consumer Attorney,
Phone: (608) 266-0082,
E-mail: robert.luck@wisconsin.gov

Madison, WIOCI has taken the following administrative actions. In many of these cases the respondent denied the allegations but consented to the action taken. Any forfeitures paid in these administrative actions are deposited in the Common School Fund which is administered by the Board of Commissioners of Public Lands. The earnings from this fund are distributed to all public K-12 schools in Wisconsin and are used by school libraries to purchase books. Copies of the administrative action orders may be viewed online at https://ociaccess.oci.wi.gov/OrderInfo/OrdInfo.oci.

OCI is responsible for overseeing the operations and marketing of insurance companies and agents in Wisconsin. OCI encourages anyone with a question or a complaint regarding an insurance company or agent to contact the office at this toll-free telephone number: 1-800-236-8517.

Allegations and Actions Against Agents

Herbert F. Allen III, 4983 Brookview Rd., Rockford, IL 61107, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to report an administrative action taken by the state of Illinois on a licensing application and not disclosing an action taken on a current license within 30 days.

George R. Battle, 101 Captiva Way, Coatesville, PA 19320, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI, failing to be eligible for application, and failing to disclose a Wisconsin administrative action on a licensing application.

Patrick James Bernauer, 10150 234th St. E., Lakeville, MN 55044, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to report administrative actions taken by the states of South Dakota, Wisconsin, and Minnesota on an application.

Patrick T. Bradley, 3106 Sandgate Ct., Schofield, WI 54476, agreed to pay a forfeiture of $500.00 and agreed to a 31-day denial of his insurance license application. This action was taken based on allegations of failing to disclose Wisconsin delinquent taxes due on a licensing application.

Chaevolia Denise Brown, 2623 Parkside Ave., Henrico, VA 23228, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction which may be substantially related to insurance marketing type conduct.

Steven J. Burke, 8928 W. Locust St., Milwaukee, WI 53222, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose a criminal conviction on a licensing application.

Mary E. Bush, 141 Willow Dr., Hartland, WI 53029, had her application for an insurance license denied for 31 days. This action was taken based on allegations of failing to report an administrative action taken by the state of Wisconsin on a licensing application.

James Delaney, 322 Juniper St. Apt. 12, Kennett Square, PA 19348, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose an administrative action on a licensing application.

Don Mitchell Dumas, 1792 Cabinet Maker Ct., Green Bay, WI 54303, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to report an administrative action taken by the State of Wisconsin, Department of Financial Institutions, Division of Securities, on a licensing application.

Mishell Lea Futch, 1325 Dancy St., Jacksonville, FL 32205, had her application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Florida on a licensing application.

Barton L. Harter, 109 N. Valleywood Ct., Oconomowoc, WI 53066, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose administrative actions taken by the State of Wisconsin, Office of the Commissioner of Insurance, and by the State of Wisconsin, Department of Financial Institutions, Division of Securities, on a licensing application.

J. Jason Hong, 310 15th Ave. N., Onalaska, WI 54650, had his application for an insurance license denied. This action was based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction which may be substantially related to insurance marketing type conduct.

David Ralph Hunt, Sr., 3005 Rosedale Ave., Dallas, TX 75205, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose administrative actions taken by the states of Kansas and Massachusetts on a licensing application.

Weston Allen Kitto, S62 W22880 Townline Rd., Waukesha, WI 53189, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

Gabriel Alejandro Luevano, 448 Beverly Sq., Ontario, CA 91762, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction which may be substantially related to insurance marketing type conduct.

Dwight A. McElree, 28404 County Hwy. 00, Richland Center, WI 53581, had his license denied for 31 days. This action was taken based on allegations of failing to report an administrative action taken by the state of Wisconsin on a licensing application.

Christopher M. Minor, 353 N. Des Plaines St. Apt. 3906, Chicago, IL 60661, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI related to a previous administrative action.

Angel Ntxhilis Moiyin, 23 Acker St. W, St. Paul, MN 55117, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI related to previous licensing under a different name.

Jason M. Oliver, 5311 N. 39th St., Milwaukee, WI 53209, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

Kara L. Olmstead, 709 S. Commercial St., Neenah, WI 54956, had her application for a license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

Katherine M. Penrod, 5528 Perth Dr., Eau Claire, WI 54703, had her application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

Gregory Lee Petrie, 524 Innsbruck Dr., Chaska, MN 55318, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose administrative actions taken by the states of Wisconsin and Minnesota on a licensing application.

Brent A. Plunkett, 2801 N. Seminary Ave., Chicago, IL 60657, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI, an administrative action taken by another state, and a criminal conviction which may be substantially related to insurance marketing type conduct.

Paul J. Renard, 3483 Country Winds Ct., Green Bay, WI 54311, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Wisconsin on a licensing application.

Robin Rae Rubisch, 215 S. Leonard St., West Salem, WI 54669, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and failing to disclose an administrative action taken by the State of Wisconsin, Department of Financial Institutions, Division of Securities, on a licensing application.

Mark G. Rumpza, c/o Northwestern Mutual Life Insurance, 2201 E. Camelback Rd. Ste. 400, Phoenix, AZ 85016, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI related to an administrative action and a legal proceeding.

Douglas Joseph Simon, 2219 Cherry Dr., Eland, WI 54427, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

Christal L. Thomas, 5223 Vista Verde Dr., Arlington, TX 76017, had her application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose an administrative action taken by the state of Alabama on an insurance license application.

Paul Thomas, W2989 N9362 Dieball Rd., Hartland, WI 53029, had his application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI and a criminal conviction which may be substantially related to insurance marketing type conduct.

Sue Vang, 2106 DuPont Ave. N #2, Minneapolis, MN 55411, had her application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI related to legal judgments and bankruptcy.

James P. Vosters, 6760 W. English Meadows Dr. Apt. L203, Milwaukee, WI 53220, had his application for an insurance license denied for 31 days. This action was taken based on allegations of failing to disclose a criminal conviction on a licensing application.

Allegations and Actions Against Companies

Advanced Insurance Services and Agency, Inc., 1607 E. Big Beaver Rd. Ste. 202, Troy, MI 48083, had its application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI regarding its designated responsible licensed producer.

Interstate National Dealer Services, Inc., 6120 Powers Ferry Rd. NW Ste. 200, Atlanta, GA 30339, agreed to pay a forfeiture of $10,000.00, to file a required financial statement by August 16, 2010, and to timely file future statements or continue to pay a stipulated amount for any late filings. These actions were taken based on allegations of failing to file a required financial statement when due.

Student Conservation Association, Inc., The, P. O. Box 550, Charlestown, NH 03603, was ordered to pay a forfeiture of $500.00. This action was taken based on allegations of failing to file a required financial statement when due.

Sullivan Brokers Wholesale Insurance Solutions, Inc., 800 W. Sixth St. #1800, Los Angeles, CA 90017, agreed to pay a forfeiture of $500.00 and to promptly respond to all inquiries from OCI. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI related to an administrative action taken by another state.

Wells Fargo Insurance Services of Illinois, Inc., P.O. Box 4016, Champaign, IL 61824, agreed to a suspension of its license for 31 days and agreed to respond promptly to inquiries from OCI. These actions were taken based on allegations of failing to respond promptly to inquiries from OCI.

Wilcox, Jones & McGrath, Inc., 5591 S. Lewis Ave., Tulsa, OK 74105, had its application for an insurance license denied. This action was taken based on allegations of failing to respond promptly to inquiries from OCI regarding its Wisconsin licensed designated representative.

Copies of Administrative Actions